2013 TSCPA Professional Development Guide : Page 21

$&&2817,1*&#03; &#03;$8',7,1* )LQDQFLDO&#03;5HSRUWLQJ&#03;)UDXG&#1d;&#03;7KH&#03;7RS&#03;&#15;&#18;&#03;7LSV&#03;RQ&#03;+RZ&#03;WR&#03;3UHYHQW&#03; DQG&#03;'HWHFW&#03;([HFXWLYHV&#03;DQG&#03;0DQDJHUV&#03;IURP&#03;0DQLSXODWLQJ&#03; )LQDQFLDO&#03;6WDWHPHQWV Surgent McCoy CPE, LLC )RUHQVLF&#03;$FFRXQWLQJ&#1d;&#03;$&#03;&RPSUHKHQVLYH&#03;*XLGH&#03;WR&#03;&RQGXFWLQJ&#03; )LQDQFLDO&#03;)UDXG&#03;,QYHVWLJDWLRQV Surgent McCoy CPE, LLC 1(: 1(: $IWHU&#03;VXFK&#03;FODVVLF&#03;IUDXGXOHQW&#03;¿QDQFLDO&#03;IUDXG&#03;FDVHV&#03;OLNH&#03;(QURQ&#0f;&#03;:DVWH&#03;0DQDJHPHQW&#03; and Adelphia Communications, stringent regulations and professional standards were established to combat these costly types of occupational fraud schemes. However, ¿QDQFLDO&#03;UHSRUWLQJ&#03;IUDXGV&#03;VWLOO&#03;RFFXUUHG&#03;DIWHU&#03;FRUSRUDWLRQV&#03;LPSOHPHQWHG&#03;WKHVH&#03;VWULQJHQW&#03; UHJXODWLRQV&#03;DQG&#03;SURIHVVLRQDO&#03;VWDQGDUGV&#11;&#03;7KLV&#03;FRXUVH&#03;H[SORUHV&#03;ZK\&#03;¿QDQFLDO&#03;UHSRUWLQJ&#03; frauds are still occurring and provides cost-effective solutions to help reduce the risk RI&#03;¿QDQFLDO&#03;UHSRUWLQJ&#03;IUDXG&#11;&#03;7KH&#03;¿YH&#03;FRPSRQHQWV&#03;RI&#03;LQWHUQDO&#03;FRQWURO&#03;DUH&#03;DOVR&#03;DGGUHVVHG&#03; as to how, even in smaller entities, controls can contribute to reducing the risk of ¿QDQFLDO&#03;VWDWHPHQW&#03;IUDXG&#11;&#03;$GGLWLRQDOO\&#0f;&#03;D&#03;QHZ&#03;PRGHO&#03;WR&#03;KHOS&#03;PDQDJHUV&#0f;&#03;DFFRXQWDQWV&#0f;&#03; DQG&#03;DXGLWRUV&#03;SUHYHQW&#03;DQG&#03;GHWHFW&#03;¿QDQFLDO&#03;VWDWHPHQW&#03;IUDXG&#03;LV&#03;SUHVHQWHG&#11;&#03;7KLV&#03;PRGHO&#03;LV&#03; designed to encourage those responsible for fraud detection and prevention systems to consider certain fraud related variables in addition to those contained in the traditional fraud triangle (pressure, opportunity and rationalization). 35(5(48,6,7(&#1d; Experience in accounting and reporting .(<&#03;&2'(&#1d; &#1d; &#04; &2856(&#03;/(9(/&#1d; Intermediate Date 12/13 Facility Nashville School of Law 0(0%(5&#03;($5/<&#03;%,5'&#03;)((&#1d; &#07;&#14;&#18;&#18; 0(0%(5&#03;5(*8/$5&#03;)((&#1d; &#07;&#14;&#1a;&#18; Instructor -HIIUH\&#03;/LHPDQ CPE Credit 4 A Code 343DNS This course provides an in-depth review of the major processes that are performed in a ¿QDQFLDO&#03;IUDXG&#03;LQYHVWLJDWLRQ&#11;&#03;7KHVH&#03;SURFHVVHV&#03;LQFOXGH&#03;SODQQLQJ&#0f;&#03;K\SRWKHVLV&#03;JHQHUDWLRQ&#0f;&#03; Internet-based and other types of research, link analysis, statistical and other forms of data analysis, interviews and interrogations and several other phases. This course furnishes accounting and other professionals with an understanding of the tasks that a ¿QDQFLDO&#03;IRUHQVLF&#03;DFFRXQWDQW&#03;DQG&#03;RWKHUV&#03;SHUIRUP&#03;GXULQJ&#03;D&#03;¿QDQFLDO&#03;IUDXG&#03;LQYHVWLJDWLRQ&#11;&#03; The relative strengths and weaknesses of the various investigative techniques are addressed. This course also provides external auditors with guidance as to when they VKRXOG&#03;WUDQVLWLRQ&#03;IURP&#03;EHLQJ&#03;DQ&#03;DXGLWRU&#03;FRQGXFWLQJ&#03;D&#03;¿QDQFLDO&#03;VWDWHPHQW&#03;DXGLW&#03;LQWR&#03;DQ&#03; LQYHVWLJDWRU&#03;FRQGXFWLQJ&#03;D&#03;¿QDQFLDO&#03;IUDXG&#03;HQJDJHPHQW&#03;ZKHQ&#03;IUDXG&#03;LV&#03;GLVFRYHUHG&#03;GXULQJ&#03; WKH&#03;¿QDQFLDO&#03;VWDWHPHQW&#03;DXGLW&#11;&#03;$XGLWLQJ&#03;VWDQGDUGV&#03;WKDW&#03;DGGUHVV&#03;ERWK&#03;PDQDJHPHQW¶V&#03;DQG&#03; the external auditors’ responsibility concerning fraud are presented to delineate the GLIIHUHQFH&#03;EHWZHHQ&#03;IUDXG&#03;FRQVLGHUDWLRQV&#03;GXULQJ&#03;DQ&#03;DXGLW&#03;RI&#03;¿QDQFLDO&#03;VWDWHPHQWV&#03;ZLWK&#03;D&#03; ¿QDQFLDO&#03;IUDXG&#03;LQYHVWLJDWLRQ&#11; 35(5(48,6,7(&#1d; Experience in accounting and reporting .(<&#03;&2'(&#1d; &#1d; &#04; &2856(&#03;/(9(/&#1d; Intermediate Date 10/31 12/20 Facility TSCPA Chattanooga Conv. Ctr. 0(0%(5&#03;($5/<&#03;%,5'&#03;)((&#1d; $280 0(0%(5&#03;5(*8/$5&#03;)((&#1d; $320 Instructor Glen Helms Glen Helms CPE Credit 8 A 8 A Code 239OBS 373DCS )LQDQFLDO&#03;5HSRUWLQJ&#1d;&#03;7XUQ&#03;,QIRUPDWLRQ&#03;LQWR&#03;$FWLRQ&#04; Executive Education, Inc. 1(: Financial managers at all levels produce volumes of reports every year. Unfortunately, not all of these reports generate an equivalent degree of action! Learn how to plan, SURFHVV&#03;DQG&#03;HIIHFWLYHO\&#03;SUHVHQW&#03;¿QDQFLDO&#03;LQIRUPDWLRQ&#11;&#03;7KLV&#03;VHPLQDU&#03;SURYLGHV&#03;DQVZHUV&#03; for accountants who want to become better catalysts for action. Learn directly from professionals who know how to generate actionable responses to their reports. If you wish to have a greater impact on your organization and your career, you cannot afford to miss this critically important and interactive program. 35(5(48,6,7(&#1d; None .(<&#03;&2'(&#1d; None &2856(&#03;/(9(/&#1d; Intermediate Date 10/21 Facility TSCPA Meeting Center 0(0%(5&#03;($5/<&#03;%,5'&#03;)((&#1d; $280 0(0%(5&#03;5(*8/$5&#03;)((&#1d; $320 Instructor -D\&#03;*LDQQDQWRQLR CPE Credit 8 A Code 223OBE )RUHQVLF&#03;$FFRXQWLQJ&#1d;&#03;&ULWLFDO&#03;3KDVHV&#03;RI&#03;DQ&#03;(IIHFWLYH&#03;)UDXG&#03; ,QYHVWLJDWLRQ Surgent McCoy CPE, LLC 1(: 7KLV&#03;FRXUVH&#03;SURYLGHV&#03;D&#03;UHYLHZ&#03;RI&#03;WKH&#03;FULWLFDO&#03;SURFHVVHV&#03;WKDW&#03;DUH&#03;SHUIRUPHG&#03;LQ&#03;D&#03;¿QDQFLDO&#03; fraud investigation. These processes include planning, hypothesis generation, Internet-based and other types of research, link analysis, statistical and other forms of data analysis, interviews and interrogations and several other phases. This course furnishes accounting and other professionals with an understanding of the tasks that a ¿QDQFLDO&#03;IRUHQVLF&#03;DFFRXQWDQW&#03;DQG&#03;RWKHUV&#03;SHUIRUP&#03;GXULQJ&#03;D&#03;¿QDQFLDO&#03;IUDXG&#03;LQYHVWLJDWLRQ&#11;&#03; The relative strengths and weaknesses of the various investigative techniques are addressed. 35(5(48,6,7(&#1d; Experience in accounting and reporting .(<&#03;&2'(&#1d; &#1d; &#04; &2856(&#03;/(9(/&#1d; Intermediate Date Facility Chattanooga Conv. Ctr. Fogelman Nashville School of Law 0(0%(5&#03;($5/<&#03;%,5'&#03;)((&#1d; &#07;&#14;&#18;&#18; 0(0%(5&#03;5(*8/$5&#03;)((&#1d; &#07;&#14;&#1a;&#18; Instructor Michael Morgan -HIIUH\&#03;/LHPDQ -HIIUH\&#03;/LHPDQ CPE Credit 4 A 4 A 4 A Code &#14;&#19;&#18;6&6 322DMS &#16;&#16;&#18;'16 )LQDQFLDO&#03;6WDWHPHQW&#03;'LVFORVXUHV&#1d;&#03;*XLGH&#03;WR&#03;&XUUHQW&#03; 5HTXLUHPHQWV&#03;DQG&#03;'HYHORSLQJ&#03;,VVXHV Surgent McCoy CPE, LLC 9/17 12/11 1(: 12/12 $&#03;FOHDU&#03;DQG&#03;FRQFLVH&#03;VHW&#03;RI&#03;SURSHU&#03;¿QDQFLDO&#03;VWDWHPHQW&#03;GLVFORVXUHV&#03;FDQ&#03;PDNH&#03;RU&#03;EUHDN&#03; DQ&#03;HQWLW\¶V&#03;¿QDQFLDO&#03;VWDWHPHQWV&#11;&#03;6XFK&#03;GLVFORVXUHV&#03;DUH&#03;QR&#03;ORQJHU&#03;VLPSO\&#03;³DGGLWLRQDO&#03; LQIRUPDWLRQ´&#03;SURYLGHG&#03;E\&#03;D&#03;EXVLQHVV&#1e;&#03;WKH\&#03;FDQ&#03;EH&#03;FRPSOH[&#03;LQ&#03;QDWXUH&#03;DQG&#03;GLI¿FXOW&#03;WR&#03; ERWK&#03;SUHSDUH&#03;DQG&#03;XQGHUVWDQG&#11;&#03;2IWHQWLPHV&#0f;&#03;¿QDQFLDO&#03;VWDWHPHQW&#03;XVHUV&#03;ZLOO&#03;¿UVW&#03;WXUQ&#03;WR&#03; WKH&#03;QRWHV&#03;LQ&#03;WKH&#03;¿QDQFLDO&#03;VWDWHPHQWV&#03;LQ&#03;RUGHU&#03;WR&#03;JHW&#03;D&#03;IHHO&#03;IRU&#03;ZKHUH&#03;WKH&#03;EXVLQHVV&#03; and its numbers might be heading. This course will focus on key balance sheet and income statement disclosure requirements in accordance with U.S. GAAP as well as those relating to accounting policies, changes in accounting estimates and errors, subsequent events, and related party disclosures. The course will use illustrations and UHDO&#10;ZRUOG&#03;H[DPSOHV&#03;IURP&#03;SXEOLVKHG&#03;¿QDQFLDO&#03;VWDWHPHQWV&#03;WR&#03;SURYLGH&#03;\RX&#03;ZLWK&#03;D&#03;KDQGV&#10; on feel for the disclosure requirements across a number of accounting standards. 35(5(48,6,7(&#1d; None .(<&#03;&2'(&#1d; &#1d; &#04; &2856(&#03;/(9(/&#1d; Basic Date 9/17 12/13 12/17 Facility Chattanooga Conv. Ctr. Nashville School of Law UT Conf. Ctr. 0(0%(5&#03;($5/<&#03;%,5'&#03;)((&#1d; &#07;&#14;&#18;&#18; 0(0%(5&#03;5(*8/$5&#03;)((&#1d; &#07;&#14;&#1a;&#18; Instructor Michael Brand Fred Christensen Thomas Newell CPE Credit 4 A 4 A 4 A Code 164SCS 341DNS &#16;&#18;&#17;'.6 )UDXG&#03;$OHUW&#04;&#03;3UHYHQWLRQ&#03;DQG&#03;)ROORZ&#10;XS Executive Education, Inc. 1(: Fraud Alert! is one seminar you cannot afford to miss. Fraud will touch you in some PDQQHU&#11;&#03;3UHSDUH&#03;IRU&#03;WKH&#03;LQHYLWDEOH&#11;&#03;$&#03;UHFHQW&#03;VWXG\&#03;E\&#03;WKH&#03;$VVRFLDWLRQ&#03;RI&#03;&HUWL¿HG&#03;)UDXG&#03; ([DPLQHUV&#03;HVWLPDWHG&#03;WKDW&#03;IUDXG&#03;FRVWV&#03;WKH&#03;JOREDO&#03;HFRQRP\&#03;LQ&#03;H[FHVV&#03;RI&#03;&#07;&#16;&#11;&#18;&#03;WULOOLRQ&#03;SHU&#03; year. This same study estimated that normal audits discover only about 11 percent of frauds compared to 19 percent discovered by accident. This seminar examines various types of frauds and discusses ways to prevent, detect and investigate these activities. 35(5(48,6,7(&#1d; None .(<&#03;&2'(&#1d; None &2856(&#03;/(9(/&#1d; Intermediate Date 11/12 Facility Fogelman Instructor William O’Brien 0(0%(5&#03;($5/<&#03;%,5'&#03;)((&#1d; $280 0(0%(5&#03;5(*8/$5&#03;)((&#1d; $320 CPE Credit 8 A Code &#15;&#18;&#1c;10( www.tscpa.com 21

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