2013 TSCPA Professional Development Guide : Page 22

$&&2817,1*&#03; &#03;$8',7,1* )UDXG&#03;DQG&#03;$EXVH&#03;,Q&#03;1RW&#10;)RU&#10;3UR¿W&#03;(QWLWLHV&#03;DQG&#03;*RYHUQPHQWV&#1d;&#03; 6WHDOLQJ&#03;IURP&#03;(YHU\RQH Surgent McCoy CPE, LLC *DU\&#03;=HXQH¶V&#03;'HWHFWLQJ&#03;DQG&#03;3UHYHQWLQJ&#03;,QWHUQDO&#03;)UDXG&#0f;&#03;7KHIW&#03; DQG&#03;$EXVH The Pros and The Cons 1(: 1(: :KHQ&#03;QRW&#10;IRU&#10;SUR¿W&#03;HQWLWLHV&#03;DQG&#03;JRYHUQPHQWV&#03;IDOO&#03;SUH\&#03;WR&#03;IUDXG&#03;DQG&#03;DEXVH&#0f;&#03;LW&#03;EUHDNV&#03;WKH&#03; hearts of donors and taxpayers. Fraud and abuse also causes donors and taxpayers WR&#03;ORVH&#03;FRQ¿GHQFH&#03;LQ&#03;WKRVH&#03;QRW&#10;IRU&#10;SUR¿W&#03;HQWLWLHV&#03;DQG&#03;JRYHUQPHQWV&#11;&#03;,Q&#03;WKLV&#03;FRXUVH&#0f;&#03;ZH&#03; ZLOO&#03;IRFXV&#03;RQ&#03;WKH&#03;FRPPRQ&#03;W\SHV&#03;RI&#03;IUDXG&#03;DQG&#03;DEXVH&#03;WKDW&#03;RFFXU&#03;LQ&#03;QRW&#10;IRU&#10;SUR¿W&#03;HQWLWLHV&#03; and governments and also address the auditor’s responsibilities related to fraud and abuse. The course materials utilize a highly illustrative format to increase concept comprehension and retention. 35(5(48,6,7(&#1d; %DVLF&#03;NQRZOHGJH&#03;RI&#03;WKH&#03;QRW&#10;IRU&#10;SUR¿W&#03;DQG&#03;JRYHUQPHQW&#03;HQYLURQPHQW .(<&#03;&2'(&#1d; &#1d; Y &#04; &2856(&#03;/(9(/&#1d; Intermediate Date 9/23 10/22 Facility TSCPA Music Rd. Hotel and CC 0(0%(5&#03;($5/<&#03;%,5'&#03;)((&#1d; $280 0(0%(5&#03;5(*8/$5&#03;)((&#1d; $320 Instructor Robert Moody -RKQ&#03;*HRUJHU CPE Credit 8 A 8 A Code 176SBS 204OPS )UDXG&#03;DQG&#03;DEXVH&#03;FRPPLWWHG&#03;LQ&#03;DQG&#03;SHUSHWUDWHG&#03;RQ&#03;QRQSUR¿WV&#1d;&#03;&#14;&#11;&#03;7\SHV&#03;RI&#03;132V&#03;DW&#03; risk of fraud and abuse 2. Types of, and who commits, fraud and abuse against NPOs 3. Comprehensive model for controlling fraud and abuse in NPOs 4. Purchasing and GLVEXUVHPHQW&#03;VFKHPHV&#03;&#18;&#11;&#03;+5&#03;DQG&#03;DGPLQLVWUDWLYH&#03;SROLFLHV&#03;WKDW&#03;PLQLPL]H&#03;IUDXG&#03;DQG&#03; abuse 6. How boards of directors can minimize fraud Fraud and abuse in and on government entities: 1. The special nature of government fraud and abuse 2. Corruption and funding of public bodies 3. Computer systems -the loose cannon of government fraud and abuse 4. Key revenue and H[SHQGLWXUH&#03;PDQLSXODWLRQV&#0f;&#03;ULVNV&#0f;&#03;GHWHFWLRQ&#03;DQG&#03;FRQWUROV&#03;&#18;&#11;&#03;5LVNV&#03;DQG&#03;FRQWUROV&#03;RYHU&#03; EHQH¿WV&#0f;&#03;FODLPV&#0f;&#03;JUDQWV&#03;DQG&#03;UHEDWHV&#03;&#19;&#11;&#03;)UDXG&#03;DQG&#03;DEXVH&#03;FRPPLWWHG&#03;21&#03;JRYHUQPHQW&#03; entities 35(5(48,6,7(&#1d; None .(<&#03;&2'(&#1d; &#1d; Y &2856(&#03;/(9(/&#1d; Intermediate Date &#14;&#14;&#12;&#18; Facility TSCPA Instructor Gary Zeune 0(0%(5&#03;($5/<&#03;%,5'&#03;)((&#1d; $280 0(0%(5&#03;5(*8/$5&#03;)((&#1d; $320 CPE Credit 8 A Code 247NBZ )UDXG&#03;DQG&#03;)LQDQFLDO&#03;5HSRUWLQJ&#1d;&#03;'RQ¶W&#03;%H&#03;WKH&#03;1H[W&#03;9LFWLP&#04; Surgent McCoy CPE, LLC 1(: -XVW&#03;ZKHQ&#03;\RX&#03;WKLQN&#03;\RX¶YH&#03;KHDUG&#03;DQG&#03;VHHQ&#03;LW&#03;DOO&#0f;&#03;DQRWKHU&#03;IUDXG&#03;FDVH&#03;WRSV&#03;WKH&#03; headlines. Why do these frauds keep happening, and what can you do to prevent them? Come join us for an interactive session as we review landmark and recent ¿QDQFLDO&#03;UHSRUWLQJ&#03;IUDXG&#03;FDVHV&#03;WKDW&#03;RFFXUUHG&#03;LQ&#03;WKH&#03;UHDO&#03;ZRUOG&#11;&#03;:H¶OO&#03;GLVFXVV&#03;KRZ&#03;WR&#03; identify this type of fraud and what you can do to detect and prevent this criminal act. :H¶OO&#03;DOVR&#03;VKRZ&#03;\RX&#03;KRZ&#03;WR&#03;LGHQWLI\&#03;WKH&#03;UHG&#03;ÀDJV&#03;LQ&#03;¿QDQFLDO&#03;UHSRUWLQJ&#03;IUDXGV&#03;DQG&#03;UHYLHZ&#03; VRPH&#03;RI&#03;WKH&#03;PRVW&#03;RXWUDJHRXV&#03;VFKHPHV&#11;&#03;'RQ¶W&#03;EHFRPH&#03;WKH&#03;QH[W&#03;YLFWLP&#03;RI&#03;¿QDQFLDO&#03; UHSRUWLQJ&#03;IUDXG&#03;&#10;&#03;FRPH&#03;DQG&#03;VHH&#03;KRZ&#03;WKHVH&#03;¿QDQFLDO&#03;IUDXG&#03;VFKHPHV&#03;ZHUH&#03;FRQGXFWHG&#03;DQG&#03; learn how they were discovered. 35(5(48,6,7(&#1d; Experience in accounting and reporting .(<&#03;&2'(&#1d; &#1d; &#04; &2856(&#03;/(9(/&#1d; Intermediate Date 9/16 Facility Chattanooga Conv. Ctr. 0(0%(5&#03;($5/<&#03;%,5'&#03;)((&#1d; &#07;&#14;&#18;&#18; 0(0%(5&#03;5(*8/$5&#03;)((&#1d; &#03;&#07;&#14;&#1a;&#18; Instructor Michael Brand CPE Credit 4 A Code 160SCS Gary Zeune’s Fraud 2013 Alert for Small and Midsize Firms The Pros and The Cons 1(: %\&#03;WKH&#03;WLPH&#03;IUDXG&#03;KLWV&#03;WKH&#03;¿QDQFLDO&#03;VWDWHPHQWV&#0f;&#03;LW¶V&#03;WRR&#03;ODWH&#11;&#03;,W¶V&#03;DOUHDG\&#03;KDSSHQHG&#11;&#03; &#14;&#13;&#03;1(:&#03;)UDXG&#03;&DVHV&#1d;&#03;&#14;&#11;&#03;6WDWH&#03;¿QDQFH&#03;DXWKRULW\&#03;FRQWUROOHU&#03;LVVXHV&#03;IDNH&#03;RSLQLRQ&#03;DQG&#03; ¿QDQFLDO&#03;VWDWHPHQWV&#03;&#15;&#11;&#03;³0LGZHVW&#03;0DGRII´&#03;ZKR&#03;IRROHG&#03;DXGLWRUV&#03;DQG&#03;UHJXODWRUV&#03;IRU&#03;&#15;&#13;&#03; \HDUV&#03;&#16;&#11;&#03;6PDOO&#03;FLW\&#03;¿QDQFH&#03;GLUHFWRU&#03;VWHDOV&#03;&#07;&#18;&#16;&#03;PLOOLRQ&#03;&#17;&#11;&#03;7UXVWHG&#03;93&#03;RI&#03;¿QDQFH&#03;QHDUO\&#03; EDQNUXSWV&#03;VPDOO&#03;FRPSDQ\&#03;&#18;&#11;&#03;3ROLWLFDO&#03;FDPSDLJQ&#03;GLUHFWRU&#03;VWHDOV&#03;&#07;&#1a;&#03;PLOOLRQ&#03;&#19;&#11;&#03;1RQSUR¿W&#03; executive director commits suicide over missing money 7. Religious leader steals $17 million 8. School system defrauds state with fake attendance records 9. CEO and VP JRHV&#03;WR&#03;SULVRQ&#03;IRU&#03;HPEH]]OHPHQW&#03;&#14;&#13;&#11;&#03;&(2&#03;PDQLSXODWHV&#03;SUR¿WV&#03;ZLWK&#03;YHQGRU&#03;SD\PHQWV 10 NEW Fraud Risks: 1. Seven common compensation mistakes that result in fraud 2. How internal controls cause fraud risk 3. New GAAP that will result in fraudulent ¿QDQFLDO&#03;VWDWHPHQWV&#03;&#17;&#11;&#03;1HZ&#03;IUDXG&#03;ULVN&#03;IURP&#03;FUHGLW&#03;FDUG&#03;CVZLSH&#03;IHHV¶&#03;&#18;&#11;&#03;)UDXG&#03;ULVN&#03; LQ&#03;³FKDUWHU´&#03;DQG&#03;³KRPH&#03;UXOH´&#03;FLWLHV&#03;&#19;&#11;&#03;+RZ&#03;0LFURVRIW¶V&#03;³7UXH&#10;8S´&#03;V\VWHP&#03;SXWV&#03;HYHU\&#03; company at risk 7. Fraud risk from current weather changes 8. New audit trail required for broker dealers 9. How 30 second YouTube videos bankrupted four companies 10. +RZ&#03;LOOHJDO&#03;PDUNHWLQJ&#03; &#03;LOOHJDO&#03;SUR¿WV&#03; 35(5(48,6,7(&#1d; None .(<&#03;&2'(&#1d; &#1d; Y &2856(&#03;/(9(/&#1d; Advanced Date 11/4 Facility TSCPA Instructor Gary Zeune 0(0%(5&#03;($5/<&#03;%,5'&#03;)((&#1d; $280 0(0%(5&#03;5(*8/$5&#03;)((&#1d; $320 CPE Credit 8 A Code 246NBZ Fraud in Small Business AICPA 1(: Fraudulent activity continues to be a major problem in companies. To help you spot and understand potential fraudulent activities, this interactive course demonstrates hands-on case studies based on actual cases. The course includes an overview of an auditor’s responsibilities and explores the link between audit design and fraud detection under AU316(AU-C 240). In addition, the course includes relevant information related to management’s responsibility for fraud and internal controls under WKH&#03;&262&#03;IUDPHZRUN&#0f;&#03;3&$2%&#03;VWDQGDUGV&#03;DQG&#03;RWKHU&#03;³EHVW&#03;SUDFWLFHV&#11;´ 35(5(48,6,7(&#1d; None .(<&#03;&2'(&#1d; &#1d; &#04; &2856(&#03;/(9(/&#1d; Intermediate Date 10/3 Facility Fogelman Instructor William Eskin 0(0%(5&#03;($5/<&#03;%,5'&#03;)((&#1d; $280 0(0%(5&#03;5(*8/$5&#03;)((&#1d; $320 CPE Credit 8 A Code 182OMA Get Ready for Peer Review AICPA *DLQLQJ&#03;D&#03;&RPSHWLWLYH&#03;$GYDQWDJH&#1d;&#03;&ULWLFDO&#03;6NLOOV&#03;)RU&#03;&)2V&#03;DQG&#03; Controllers Surgent McCoy CPE, LLC What does it take to have an effective quality control system that leads you to a clean, XQPRGL¿HG&#03;SHHU&#03;UHYLHZ&#03;UHSRUW"&#03;)LQG&#03;RXW&#03;KRZ&#03;WR&#03;SUHSDUH&#03;IRU&#03;\RXU&#03;QH[W&#03;UHYLHZ&#03;DQG&#03;ZKDW&#03; can be done on a daily basis to create a strong quality control environment for your ¿UP&#11;&#03;,GHQWLI\&#03;WKH&#03;PRVW&#03;FRPPRQ&#0f;&#03;VLJQL¿FDQW&#03;GH¿FLHQFLHV&#03;WKDW&#03;SHHU&#03;UHYLHZV&#03;XQFRYHU&#03;DQG&#03; ZKDW&#03;\RX&#03;FDQ&#03;GR&#03;WR&#03;SUHYHQW&#03;WKHP&#03;IURP&#03;RFFXUULQJ&#03;LQ&#03;\RXU&#03;¿UP&#11;&#03;&RQVLGHU&#03;WKH&#03;SURFHVV&#03;IRU&#03; selecting the appropriate peer reviewer and determine the right review year-end for \RXU&#03;¿UP&#11;&#03;,I&#03;\RX&#03;KDYH&#03;VSHFLDOL]HG&#03;HQJDJHPHQWV&#0f;&#03;VXFK&#03;DV&#03;JRYHUQPHQWDO&#03;XQLWV&#0f;&#03;QRW&#10;IRU&#10; SUR¿W&#03;RUJDQL]DWLRQV&#0f;&#03;FRQVWUXFWLRQ&#03;FRQWUDFWRUV&#03;RU&#03;HPSOR\HH&#03;EHQH¿W&#03;SODQV&#0f;&#03;WKLV&#03;FRXUVH&#03; examines the additional issues that may come into play. 35(5(48,6,7(&#1d; Experience in providing audit, compilation and review services .(<&#03;&2'(&#1d; &#1d; &#04; &2856(&#03;/(9(/&#1d; Intermediate Date &#18;&#12;&#15;&#17; Facility TSCPA Instructor Michael Brand 0(0%(5&#03;($5/<&#03;%,5'&#03;)((&#1d; $280 0(0%(5&#03;5(*8/$5&#03;)((&#1d; $320 CPE Credit 8 A Code 109MBA 1(: All organizations are looking for ways to gain an advantage over the competition. This practical and interactive session will present a toolkit of ideas to help CFOs, controllers DQG&#03;¿QDQFH&#03;SURIHVVLRQDOV&#03;EHWWHU&#03;SRVLWLRQ&#03;WKHLU&#03;RUJDQL]DWLRQV&#03;IRU&#03;WKH&#03;IXWXUH&#11;&#03;:H&#03;DOO&#03;NQRZ&#03; change is occurring at an exponential rate and by completing this course you will be able to assist your organization in making key decisions affecting critical aspects of the EXVLQHVV&#03;VXFK&#03;DV&#03;HQWHUSULVH&#03;ULVN&#03;PDQDJHPHQW&#0f;&#03;¿QDQFLDO&#03;ULVN&#0f;&#03;FDVK&#03;PDQDJHPHQW&#0f;&#03;FUHGLW&#03; GHFLVLRQV&#03;DQG&#03;PXFK&#03;PRUH&#04;&#03;%HFRPH&#03;WKH&#03;³¿QDQFLDO&#03;KHUR´&#03;RI&#03;\RXU&#03;RUJDQL]DWLRQ&#03;DQG&#03;PDNH&#03; a positive impact on the bottom-line. 35(5(48,6,7(&#1d; ([SHULHQFH&#03;LQ&#03;¿QDQFLDO&#03;PDQDJHPHQW&#03;RI&#03;D&#03;VPDOO&#03;RU&#03;PLGVL]H&#03;FRPSDQ\ .(<&#03;&2'(&#1d; &#1d; &#04; &2856(&#03;/(9(/&#1d; Intermediate Date 12/12 Facility Nashville School of Law 0(0%(5&#03;($5/<&#03;%,5'&#03;)((&#1d; &#07;&#14;&#18;&#18; 0(0%(5&#03;5(*8/$5&#03;)((&#1d; &#07;&#14;&#1a;&#18; Instructor Arthur Pulis CPE Credit 4 A Code 336DNS 22 Key Code: &#1d; = eMaterials C = CLE Y = Yellow Book = AICPA Discount &#04; = On-Site Training R = Broadcast

Previous Page  Next Page


Publication List
Using a screen reader? Click Here